capital.com - Compliance Analyst @ Capital.com
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. With a focus on simplicity, ease of use, speed and power – we aim to develop the best trading service on themarket. We are a fintech company with deep expertise in trading, markets, technology, customer centricityand financial regulation. We provide great customer service to accompany our smart news feed, intelligentfinancial content, a broad range of education, and a wide range of markets for our clients to trade.We are seeking a Compliance Analyst to join our Compliance team. The successful candidate will beresponsible for ensuring that our firm complies with all regulatory/legislative requirements and standards.Responsibilities:Conduct regular reviews of the firm's policies and procedures to ensure they comply with relevant regulationsAssist with the implementation of new compliance processes and proceduresProvide guidance and support to the business on regulatory compliance mattersAssist with the preparation of regulatory reports and returnsMonitor regulatory developments and advise the business on the impact of any changesAssist with the delivery of compliance training to the businessInvestigate and report on any breaches of regulatory requirementsConduct investigations and reviews of suspicious transactions or other potential compliance issuesAssisting with the review and approval of marketing and advertising materialsSupport the compliance team and client- facing teams in responding to client complaints.Requirements:A minimum of 1-2 years experience in a compliance role within financial services, preferably within aCFD and Spread Betting firmKnowledge of FCA regulations and the wider regulatory landscapeStrong analytical, and problem-solving skillsExcellent attention to detailStrong communication and interpersonal skillsAbility to work independently as well as part of a teamA degree educated in a relevant subject is preferred but not essentialAn understanding of the functioning of the physical crypto asset environment is preferred but not essential.What you will get in return:Medical Insurance CoverageHybrid type of work with flexible working hoursModern and outstanding equipmentFull annual performance assessmentDeath in ServiceEmployee Assistance and referral programCompany matched contributory pensionWorkation policyThe opportunity to work with one of the smartest teams on the market. This is an excellent opportunity for a compliance professional with 1-2 years experience to join a leading CFDand Spread Betting firm in London. The successful candidate will work closely with the compliance team toensure that our business operates within regulatory requirements, whilst supporting our growth anddevelopment.Be a key player at the forefront of the digital assets movement, propelling your career to new heights!Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.Apply for this job