Consultant, Banking & Markets Compliance

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role Overview

This role will serve as a key operational partner to the Head of NA Securities Finance Compliance & Compliance Operations, supporting day-to-day compliance operations, metric reporting, centralization initiatives, evolving capabilities related to regulatory change and AI-enabled process optimization. This is a growth role offering mentorship from senior leadership and the opportunity to grow within a dynamic compliance function – ideal for a self- starter who is hungry to learn and able to work independently.

Key Responsibilities

• Support compliance operations, metric reporting, and centralization initiatives across Banking & Markets (B&M) Compliance

• Support the integration of emerging technologies (e.g., AI-driven analytics) and evolving regulatory requirements into compliance operations to enhance efficiency, transparency, and scalability of the control environment

• Build and maintain metric dashboards and reporting in Power BI or equivalent to support leadership updates

• Coordinate compliance projects and workstreams – including the Compliance Risk Assessment for B&M Compliance

• Manage ongoing registration and licensing processes and serve as a resource to the Head of NA Securities Finance Compliance & Compliance Operations

• Prepare and distribute the twice-monthly Compliance Connect newsletter

• Proactively manage deliverables and dependencies, anticipating potential issues, escalating roadblocks in a timely manner, and driving resolution with an end‑to‑end ownership mindset.

• Support additional initiatives, priorities, and responsibilities as required to ensure the effective execution and resilience of the B&M Compliance function.

Qualifications

• 5-6 years of relevant experience in compliance, risk, financial services, or related field

• Strong analytical, critical thinking, organizational, and communication skills

• Proficiency in Microsoft Office; experience with Power BI or data tools a plus

• Ability to work independently, continuous improvement mindset with strong problem-solving, prioritize effectively, and deliver with minimal supervision

• Stakeholder management and relationship-building skills

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp @ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.

About Our Manila Office

The Northern Trust Manila office celebrated a decade of excellence in 2024. Through agility, resiliency, innovation, and excellence, they have evolved into a dynamic hub with diverse capabilities and a thriving workforce of over 1,200 - driving meaningful impact and sustainable growth. Learn more.